Our client is a multinational Group, and one of their Companies is the financial division of a PLC listed on the FTSE 250 and has over 600 clients across 80 countries spanning CFD retail brokers, banks, hedge funds, professional traders and asset managers.
A market leader in next-generation multi-channel trading software, systems and liquidity services.
As a Compliance Associate you will assist with the implementation and maintenance of a robust and effective compliance framework and Company governance in order to ensure the Company’s compliance with legal and regulatory requirements.
Responsibilities:
- Maintain a good understanding of the relevant regulatory requirements and provide advice and guidance to the various departments.
- Keep abreast and review of new and amended regulations and advise on necessary actions to be taken.
- Ensure appropriate Corporate governance and structure is in place according to FSC requirements
- Assist in the compliance risk assessment process ensuring that all compliance risks are appropriately identified, assessed, reported and monitored.
- Assist in the preparation of periodic and other reports to be submitted to the BVI FSC including capital management.
- Assist in the development and implementation of a risk-based compliance monitoring program.
- Conduct reviews/audits of departments, key business and other processes and activities to ensure the continued adherence to and effective implementation of policies, procedures and regulations.
- Develop, maintain and update of compliance and AML manuals, policies, procedures and controls and ensure their compliance with the relevant laws and regulations.
- Identify, examine and report suspicious activities related to money laundering and terrorist financing.
- Provide training to employees on compliance-related matters, including internal policies and procedures, the application of guidelines and standards and relevant regulatory requirements, promoting and enhancing a strong company-wide compliance culture.
- Be responsible for any organizational requirements of the office in BVI
- Managing Regulatory communications and any other ad-hoc tasks as may requested by the Chief Compliance Officer
Requirements:
- University Degree in Law, Business, Accounting, Finance, Economics or a relevant field
- Possession of a professional compliance certificate will be considered an advantage
- At least 2 years of relevant experience in a similar role and exposure with FSC regulated entities
- Previous experience in the Financial Services industry will be considered an advantage
- Very good knowledge of the regulatory regime for financial markets and investment firms under FSC
- Experience with other regulatory jurisdictions will be considered a strong advantage
- Previous working experience in Dealing Desk operations will be considered a strong plus
- Fluency in English
- Computer literate
- Dynamic, hands-on and results driven
- Commercial orientation and awareness
- Practical approach in understanding and applying regulatory requirements
- Ability to work under pressure and meet tight deadlines
- Self-motivated with an ability to work autonomously
- Team player
- Willingness to travel abroad
While working with them enjoy these perks:
- Provident Fund
- Medical Insurance
- Career development
- Hybrid work model
For more information or to apply for the above job opportunity, please send your CV to Marie Pavlou: marie.pavlou@emeraldzebra.cy